WE UNDERSTAND that small and mid-size private and publicly held companies must comply with numerous federal and blue sky laws. At Pearson, Butler & Carson, PLLC, our securities law attorneys have decades of combined experience while providing legal counsel and guidance to numerous businesses and investors.
Whether you are an institutional investor or an individual involved with mutual funds, bonds, and stocks, a security lawyer at PEARSON BUTLER Law can help. We represent small and mid-size private and publicly held companies, their officers and directors.
Our securities lawyers focus primarily on smaller reporting companies and assists them in the following areas:
- Blue Sky Compliance
- Business Transactions and Contracts
- Corporate Governance
- DTC Eligibility
- Mergers & Acquisitions
- Over-the-Counter Markets Compliance
- Private Placement
- Public Offerings
- Reverse Mergers
- Rule 144 Opinion Letters
- SEC Reporting and Compliance
We represent clients in their registration statements, including Forms S-1, S-8, and 10, PIPE transactions, private placements, reverse mergers, and compliance with the reporting requirements of the Securities Exchange Act of 1934, including Forms 10-Q, 10-K and 8-K and the proxy requirements of Section 14.
We represent target and acquiring companies in forward and reverse mergers, including preparation of deal documents such as Asset Purchase Agreements and Reorganization Agreements. Merger Agreements, and Stock Purchase Agreements. Furthermore, our securities attorneys prepare documentation and assist in completing the requirements of state and federal securities laws and SROs such as DTC and FINRA, for corporate changes such as reverse and forward splits, changes of domicile, and name change.
Contact a Securities Attorney
For more information, contact a securities attorney at PEARSON BUTLER Law to help with securities arbitration, securities transactions, or recovery of investment losses by calling (801) 495-4104.