A company has to assure compliance with federal regulations and state law in making a public offering or in maintaining an orderly trading market. Each state has its own securities laws regulating the offering and sale of securities, known as “blue sky” laws. Each state has its own regulatory agency to administer these laws as well as provide investors with private causes of action for securities fraud. Although these blue sky laws are usually modeled after the federal law, every state has its differences and interprets the law differently. For this reason it is particularly important to pay attention to the nuances of state securities law. Fortunately, the securities attorneys at PEARSON BUTLER Law have years of experience helping clients comply with both state and federal requirements in making their offerings.
Other Securities Law Services Available
At PEARSON BUTLER Law, our securities lawyers assist clients them in the following areas:
- Blue Sky Compliance
- Business Transactions and Contracts
- Corporate Governance
- DTC Eligibility
- Mergers & Acquisitions
- Over-the-Counter Markets Compliance
- Private Placement
- Public Offerings
- Reverse Mergers
- Rule 144 Opinion Letters
- SEC Reporting and Compliance
Contact a Securities Law Attorney
For more information, contact a securities law attorney at PEARSON BUTLER Law to help with securities arbitration, securities transactions, or recovery of investment losses by calling 801.495.4104.